UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 17, 2025, the stockholders of High Roller Technologies, Inc. (the “Company”) approved and adopted an amendment (the “Plan Amendment”) to the Company’s 2024 Equity Incentive Plan, as amended (the “Plan”), at its 2025 annual meeting of stockholders (the “Annual Meeting”). A summary of the material terms of the Plan, as amended by the Plan Amendment, is included under the heading “Proposal No. 2: The Plan Amendment Proposal” in the definitive proxy statement filed by the Company in connection with the Annual Meeting with the Securities and Exchange Commission on October 3, 2025. The summary is qualified in its entirety by reference to the full text of the Plan, as amended by the Plan Amendment, a copy of which is filed herewith as Exhibit 10.1 and incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Company held the Annual Meeting on November 17, 2025. At the Annual Meeting, the Company’s stockholders were asked to vote upon:
1. | The election of six directors, each to serve until the Company’s 2026 annual meeting of stockholders and until their respective successors are duly elected and qualified. The nominees for election were Michael Cribari, Brandon Eachus, Daniel Bradtke, Jonas Martensson, Kristen Britt, and David Weild IV; |
2. | The approval of the Plan Amendment to increase the number of shares of common stock available for issuance thereunder from 1.7 million to 4.2 million; and |
3. | The ratification of the appointment of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025. |
The results of the matters voted on at the Annual Meeting, based on the presence in person or by proxy of holders of record of 5,778,880 of the 8,467,841 shares of the Company’s common stock entitled to vote, were as follows:
1. | The stockholders approved the election of each of the director nominees to serve until the 2026 annual meeting of stockholders and until their respective successors are duly elected and qualified, which required the affirmative vote of the majority of shares of stock present, in person or by proxy, and entitled to vote. The voting results were as follows: |
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| For |
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| Withheld |
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| Broker Non-Votes |
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Michael Cribari |
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| 5,681,437 |
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| 6,023 |
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| 91,420 |
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Brandon Eachus |
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| 5,681,437 |
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| 6,023 |
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| 91,420 |
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Daniel Bradtke |
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| 5,681,437 |
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| 6,023 |
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| 91,420 |
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Jonas Martensson |
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| 5,687,045 |
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| 415 |
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| 91,420 |
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Kristen Britt |
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| 5,687,161 |
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| 299 |
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| 91,420 |
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David Weild IV |
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| 5,687,164 |
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| 296 |
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| 91,420 |
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2. | The stockholders approved the Plan Amendment, which required the affirmative vote of the majority of shares of stock present, in person or by proxy, and entitled to vote. The voting results were as follows: |
For |
| Against |
| Abstain |
| Broker Non-Votes |
5,667,333 |
| 19,627 |
| 500 |
| 91,420 |
3. | The stockholders ratified the appointment of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, which required the affirmative vote of the majority of shares of stock present, in person or by proxy, and entitled to vote. The voting results were as follows: |
For |
| Against |
| Abstain |
| Broker Non-Votes |
5,773,076 |
| 0 |
| 5,804 |
| - |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit |
| Description |
10.1 |
| Amendment to High Roller Technologies, Inc. 2024 Equity Incentive Plan |
104 |
| Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HIGH ROLLER TECHNOLOGIES, INC. | ||
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Dated: November 19, 2025 | By: | /s/ Seth Young | |
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| Name: | Seth Young |
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| Title: | Chief Executive Officer |