FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/23/2024 |
3. Issuer Name and Ticker or Trading Symbol
High Roller Technologies, Inc. [ ROLR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Common Stock | 4,167 | D |
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 5,833(2) | (1) | D | |
Stock Option (Right to Buy) | 05/01/2024 | 01/18/2034 | Common Stock | 30,000(3) | 6.33 | D |
Explanation of Responses: |
1. RSUs vest ratably, quarterly on October 31, 2024; January 31, 2025; April 30, 2025; July 31, 2025; October 31, 2025; January 31, 2026; and April 30, 2026. |
2. Each Restricted Stock Unit is the equivalent of one share of common stock of High Roller Technologies. Inc. |
3. 10,000 options vested on May 1, 2024; 2,500 options vested July 31, 2024; remaining options vest quarterly in 2,500 increments on October 31, 2024; January 31, 2025; April 30, 2025; July 31, 2025; October 31, 2025; January 31, 2026; and April 30, 2026. |
/s/ Matthew Teinert | 10/23/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.